Contact Us

Nancy Barron & Associates, Inc.
150 Grand Boulevard
Lexington, KY 40507
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Local: 859-254-4010
Toll Free: 800-489-4124
Fax: 859-254-8497

Business Hours:
Monday through Friday
8am to 4pm

The Team

Jackie Brackett | Pat Bradley | David Shaw | Cindy Baker

Brian Hartman | Nancy T. Barron, II | Stephen Hailey

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About Us

Thanks for your interest in Nancy Barron & Associates, Inc., where we take "A Teamwork Approach to Individual Investing." We are an introducing broker/dealer. Our five registered brokers work together as a team and are salaried rather than commission driven. This means that whenever you call, whoever you talk to, your needs can be met right then and there. We believe this makes us very unique in the industry. Our reputation speaks for itself, as ninety-five percent of our new clients are referrals from existing clients.

If you'd like to trade online, day trade, or make all of your own investment decisions, we are not the brokerage firm for you. If you'd like to feel you are more than just an account number, commission dollars, or a "cookie cutter" formula, then you are for us! Between our five brokers, financial operations principal, and office manager you would be working with over 130 years of combined brokerage experience.

Nancy Barron & Associates, Incorporated, member FINRA, MSRB and SIPC. Accounts are carried by National Financial Services, LLC(NFS), member NYSE/SIPC. Nancy Barron & Associates, Inc. and National Financial Services, LLC are in no way affiliated, and are two totally independent companies.

Securities in accounts carried by National Financial Services, LLC (NFS) are protected in accordance with the Securities Investor Protection Corporation (SIPC) up to $500,000. The $500,000 total amount of SIPC protection is inclusive of up to $250,000 protection for claims for cash, subject to periodic adjustments for inflation in accordance with terms of the SIPC statute and approval by SIPC's Board of Directors. NFS has also arranged for additional protection for cash and covered securities called "excess of SIPC" coverage, from Lloyd’s of London together with other insurers¹. This additional protection would only be usedwhen SIPC coverage is exhausted. Total aggregate excess of SIPC coverage availablethrough NFS's excess of SIPC policy is $1 billion. Within NFS's excess of SIPC coverage, there is no per account dollar limit on coverage of securities, but there is a per account limit of$1.9 million on coverage of cash awaiting investment.

This is the maximum excess of SIPC protection currently available in the brokerage industry. Neither coverage protects against a decline in the market value of securities, nor do they cover other claims for losses incurred while broker-dealers remain in business. Certain securities are not eligible for SIPC or excess of SIPC coverage². For more details on SIPC, or to request a SIPC brochure, visit www.sipc.org or call1-202-371-8300. For ratings and more information about Lloyd's please go to http://www.lloyds.com/Lloyds_Market/Ratings/.

Fidelity's excess of SIPC insurance is provided by Lloyd's of London together with Axis Specialty Europe Ltd. and Munich Reinsurance Co.
Among the assets typically not eligible for SIPC or excess of SIPC protection are commodity futures contracts, currency, and precious metals, as well as investment contracts (such as limited partnerships) and fixed annuity contracts that are not registered with the U.S. Securities andExchange Commission under the Securities Act of 1933.