About NB&A

At our core, we are experienced investment professionals guiding clients and their future with powerful & knowledgeable consulting. For individual profiles of our firm officers, visit the "Your Team" page.


There is little time for complexity these days, especially when it comes to financial matters. That's why our teamwork approach model serves so well.  Since 1992, we continue to serve:  business owners, established families, young families, experienced investors, first time investors, companies of any industry or size, working professionals, retired professionals, multi-generational family trusts, healthcare professionals, law professionals, women investors, sudden or new wealth individuals, trustees, boards, & charitable foundations.  The list is long, so our experience is vast.  Each client has a unique & confidential situation, which is Nancy Barron & Associates' mission... truly understanding what's important to you. 


We serve as a team and are salaried rather than commission driven. This teamwork approach means whenever you visit our office & whoever you talk to, your needs can be met right then and there. Our reputation speaks for itself, as ninety-five percent of our new clients are referrals from existing clients. Our firm officers and the CEO bring over 150 years of combined business experience. 


Nancy Barron & Associates, Inc. was established by Nancy T. Barron II to serve clients of different backgrounds and net worths. You're never "too large" or "too small" for us. We assess your particular situation and approach accordingly.

In today's global investment market place, people need comprehensive and competitive services to address important financial goals. We explore strategies suited for your particular financial situation. While investment options are important, our professional guidance and reputation is what sets us apart from any other firm.

It can be a visual treat for anyone visiting our office, as the walls are covered with numerous local and regional artists' creations and paintings. Our energy efficient office is located in beautiful downtown Lexington, Kentucky. Rooftop solar panels utilize the sun's natural rays to support our energy usage and conserve our world's resources. 


If you prefer to feel you are more than just an account number, a commission dollar, or some "cookie cutter" formula... then you are right for us!  Call us for a no-obligation consultation.

Check the background of any firm on FINRA’s BrokerCheck.

Global Markets Research  :  Beginner Investor Services   Experienced Investor Services

401k Retirement Rollovers & IRA Transfers    Wealth Transfer  :   Wealth Accumulation 

Building Growth & Income Strategies :  Employee Retirement Programs :  Estate Planning  

Financial Management & Review    Margin  Option  Consulting & Coaching

Nancy Barron & Associates, Incorporated, member FINRAMSRB and SIPC. Accounts are Clearing Housed with National Financial Services, LLC(NFS), member NYSE/SIPC. Nancy Barron & Associates, Inc. and National Financial Services, LLC are in no way affiliated, and are two totally independent companies.


Securities in accounts carried by National Financial Services LLC (“NFS”), a Fidelity Investments company, are protected in accordance with the Securities Investor Protection Corporation (“SIPC”) up to $500,000. For claims filed on or after July 22, 2010, the $500,000 total amount of SIPC protection isinclusive of up to $250,000 protection on claims for cash, subject to periodic adjustments for inflation in accordance with terms of the SIPC statute and approval by SIPC’s board of directors. NFS also has arranged for coverage above these limits. Neither coverage protects against a decline in the market value of securities, nor does either coverage extend to certain securities that are considered ineligible for coverage. For more details on SIPC, or to request a SIPC brochure, visit www.sipc.org or call 202.371.8300.


“Excess of SIPC” Coverage In addition to SIPC protection, NFS provides for brokerage accounts additional “excess of SIPC” coverage through Lloyd’s of London, together with other insurers.* The excess of SIPC coverage will be used only when SIPC coverage is exhausted. Like SIPC protection,
excess of SIPC protection does not cover investment losses in customer accounts due to market fluctuation. It also does not cover other claims for losses incurred while broker-dealers remain in business. Total aggregate excess of SIPC coverage available through NFS’s excess of SIPC policy i 
$1 billion. Within NFS’s excess of SIPC coverage, there is no per-account dollar limit on coverage of securities, but there is a per-account limit of $1.9 million on coverage of cash. This is the maximum excess of SIPC protection currently available in the brokerage industry.


 Lloyd’s of London currently has an A (Excellent) rating with “Stable Outlook” from the ratings firm A.M. Best and an A+ (Strong) rating with “Stable Outlook” from Fitch Ratings and Standard & Poor’s.†


*Fidelity’s excess of SIPC insurance is provided by Lloyd’s of London, together with AXIS Specialty Europe Ltd. and Munich Re.


†As of December 2012, and subject to change. For ratings explanations, please go to http://www.lloyds.com/ Lloyds_Market/Ratings/.

For information about this firm and other FINRA information, please view FINRA's brokercheck at www.FINRA.org.

​© 2020 by Nancy Barron and Associates, Inc.

All Rights Reserved Internationally